Regulatory Disclosures
United States
Lincoln International provides independent financial advice on mergers, acquisitions, financings, restructurings, capital raisings and similar corporate finance matters. The Firm does not conduct underwriting activities, provide research or analyst reports or carry accounts for customers. Lincoln International LLC is registered as a broker-dealer with the Securities and Exchange Commission (“SEC”) and is regulated by the Financial Industry Regulatory Authority, Inc. as a FINRA Member Firm (http://www.finra.org/) and conducts its broker-dealer activity described above in the US through Lincoln International LLC. The information and services provided on this web site are not provided to and may not be used by any person or entity in any jurisdiction where the provision or use thereof would be contrary to applicable laws, rules or regulations of any governmental authority or regulatory or self-regulatory organization or where Lincoln International is not authorized to provide such information or services. Services outside the US are provided through separate affiliates of Lincoln International LLC.
Please review Lincoln International LLC’s Form CRS that includes information on the services we offer, potential conflicts, and how to get more information on Lincoln.
Europe
Lincoln International LLP (United Kingdom)
Lincoln International LLP is a limited liability partnership incorporated in England and Wales, with its registered office at10 Queen Street Place, London, EC4R 1AG, United Kingdom. It is registered with the Registrar of Companies for England and Wales with registered number OC332360and is authorized and regulated by the Financial Conduct Authority for specific activities and product types with Firm Reference Number 474606.
Where the material on this website constitutes a financial promotion, it is issued in the U.K. by Lincoln International LLP only to and directed at (a) persons who have professional experience in matters relating to investments falling within Article 19 of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the “Order”) or (b) high-net-worth entities and other persons to whom it may otherwise lawfully be communicated, falling within Article 49 of the Order (all such persons together being referred to as “relevant persons”). Any such financial promotion must not be acted on or relied on by persons who are not relevant persons, and any investment activity to which this website relates is only available to relevant persons and will be engaged in only with relevant persons.
For Lincoln International LLP’s statement setting out a General Description of the Nature and Risks of Financial Instruments, please click here.
For Lincoln International LLP’s Conflicts of Interest Policy, please click here.
For Lincoln International LLP’s Best Interests Policy, please click here.
Lincoln International GmbH (Germany)
Lincoln International GmbH is a public limited company incorporated under German Law, with its registered office at Ulmenstraße 37-39, 60327 Frankfurt am Main, Germany. It is registered in the Commercial Register of the Local Court of Frankfurt am Main under the register number HRB 132671 (VAT number: DE203380836).
Legal representatives are: Dr. Michael R. Drill, Friedrich Bieselt, Simone Wirth and Harald Mährle.
Responsible according to German Treaty on Public Media Services: Dr. Michael R. Drill
Phone number: +49 69 97105-400
General Disclosure
The contents of this website have not been reviewed by the U.K. Financial Conduct Authority (the “FCA”) or any other regulatory authority in Europe. The material on this website is provided for informational purposes only, for intended recipients comprising professional investors, high-net-worth companies, and other institutional investors, but is not directed at, or intended for distribution or publication to or use by, any person or entity who is a citizen or resident of or located in any jurisdiction where such direction, distribution, publication, or use would be contrary to applicable law or regulation or which would subject Lincoln International to any additional registration or licensing requirements with such jurisdiction.
Lincoln International does not provide regulated banking business or financial services in Europe, i.e., it does not hold a banking or financial services license in Europe. In particular, Lincoln International GmbH, Zurich branch does not provide bank or securities brokerage services and is not subject to FINMA supervision.